Welcome to Bastt Consulting

Your Trusted Compliance Partner

At Bastt Consulting, we provide expert compliance solutions tailored to the unique needs of broker-dealers and registered investment advisers. Whether your firm requires fractional Chief Compliance Officer (CCO) support or interim leadership, we are here to ensure your regulatory obligations are met with precision and confidence.

With nearly 20 years of experience in the financial industry, our founder brings a deep understanding of compliance challenges and regulatory expectations. We offer flexible solutions for firms that don’t require a full-time CCO but still demand the highest level of compliance expertise.

Why Choose Bastt Consulting?

• Fractional CCO Services: Scalable compliance leadership without the full-time commitment.

• Interim Compliance Leadership: Seamless support during transitions or unexpected vacancies.

• Tailored Compliance Strategies: Practical solutions designed to align with your firm’s goals.

• Regulatory Expertise: Extensive experience with FINRA, SEC and Florida Office of Financial Regulation (OFR) requirements.

At Bastt Consulting, we bridge the gap between compliance demands and your business objectives, providing peace of mind and strategic guidance when you need it most.

Let’s ensure your compliance program is built for success.

Contact us today to learn how Bastt Consulting can support your firm’s compliance journey.